As Chief Compliance Officer, Joshalyn (aka Josh) acts as an internal auditor for the practice, providing key compliance oversight for our advisors. With more than 25 years of experience (many of which have been spent with Tony and Pete’s team), she has a broad understanding of the practice and the industry at large. She has held roles such as operations manager, financial advisor, and branch administrative manager, and she is a valuable source of information and support for our firm. She is incredibly organized and efficient, and she is always available to help clients when they call or lend a hand to someone on our team.
Credentials
- Series 7, 9, 10, 3, 31, and 66 licenses
- Insurance license
Personal Life
Joshalyn was born and raised in Albuquerque, New Mexico, and is active in both her congregation, and her community. She loves animals, and has many wonderful pets.
A Q&A With Joshalyn
As a kid, what did you want to be when you grew up?
A forensic detective—my favorite show is Forensic Files.
What is one item you can’t live without?
Lipstick.
What (or who) makes you laugh?
My favorite movie, Dumb and Dumber—every time.